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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)27 years in industry

AARON DANIEL LUCERO

Advisor at EQUITABLE ADVISORS, LLC

Coupeville, WA

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Search this name across graphsid dfx:ria:562a1472-e2fd-3a4c-db23-ff90183cee01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S66
First exam: Aug 18, 1999
First registration: Aug 9, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 3154655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 20, 2026	n/a	yes	Coupeville, WA	Current employment
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Jan 25, 2022	Aug 20, 2026	no	Coupeville, WA\|Coupeville, WA\|ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 3, 2015	Feb 14, 2022	no	COUPEVILLE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 1, 2012	Aug 11, 2015	no	ST GEORGE, UT\|LA JOLLA, CA\|NEWPORT BEACH, CA\|ST. LOUIS, MO\|LA JOLLA, CA\|SANTA ANA, CA\|RANCHO SANTA MARGARITA, CA	Previous registration
EDWARD JONES	National bd RIA	Aug 14, 2009	May 21, 2012	no	ST LOUIS, MO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 9, 2007	Aug 5, 2009	no	CREVE COEUR, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	EQUITABLE ADVISORS, LLC	Aug 20, 2026	Aug 20, 2026	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	STIFEL INDEPENDENT ADVISORS, LLC	Feb 14, 2022	Jan 25, 2022	-20	Firm change	Wirehouse to ibd
EDWARD JONES	WELLS FARGO ADVISORS	May 21, 2012	Jun 1, 2012	11	Firm change	Ibd to wirehouse
EQUITABLE ADVISORS, LLC	EDWARD JONES	Aug 5, 2009	Aug 14, 2009	9	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:28218:WA:2022-02-14	Feb 14, 2022	Jan 25, 2022	COUPEVILLE, WA	Firm change

Relationships

Registered with (4)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 9, 2007 to Aug 5, 2009factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 25, 2022 to Aug 20, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 3, 2015 to Feb 14, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 14, 2009 to May 21, 2012factForm ADV

Dated events

Occurred
Feb 14, 2022
Advisor changed firm
Aaron Daniel Lucero left Wells Fargo Advisors for Stifel Independent Advisors, Llc (registered 2022-01-25)
Form ADVobserved 4 days ago