DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Daniel Lucero
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
0 y
since Aug 20, 2026
In the industry
27 y
since Aug 18, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince Aug 20, 2026 · Coupeville, Wa
- Stifel Independent Advisors, LLC BD affiliatedJan 25, 2022 to Aug 20, 2026 · Coupeville, Wa
- Wells Fargo Advisors wirehouseSep 3, 2015 to Feb 14, 2022 · Coupeville, Wa
- Wells Fargo Advisors wirehouseJun 1, 2012 to Aug 11, 2015 · St George, Ut
- Edward Jones national BDAug 14, 2009 to May 21, 2012 · St Louis, Mo
- Equitable Advisors, LLC national BDAug 9, 2007 to Aug 5, 2009 · Creve Coeur, Mo
Moves
a registration end followed by a registration begin elsewhere
- Stifel Independent Advisors, LLC to Equitable Advisors, LLCleft Aug 20, 2026, registered Aug 20, 2026 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Stifel Independent Advisors, LLCleft Feb 14, 2022, registered Jan 25, 2022 (-20 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Edward Jones to Wells Fargo Advisorsleft May 21, 2012, registered Jun 1, 2012 (11 days) · Affiliated broker-dealer or bank to wirehouse
- Equitable Advisors, LLC to Edward Jonesleft Aug 5, 2009, registered Aug 14, 2009 (9 days) · Affiliated broker-dealer or bank to another
Signals
- Aaron Daniel Lucero left Wells Fargo Advisors for Stifel Independent Advisors, Llc (registered 2022-01-25)Feb 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address