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RIA / WealthAdvisor25 years in industry

WILLIAM LEE KIERAN

Advisor at KEVIN KENNEDY, LLC

Rancho Mission Viejo, CA

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Search this name across graphsid dfx:ria:564217a5-2b83-c69e-136e-1fe3dc5aa0ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEVIN KENNEDY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 10, 2001
First registration: Jun 22, 2005
Dual registered: no
Other names: Lee Kieran
IAPD individual key: 4407030

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KEVIN KENNEDY, LLC	State registered	Mar 2, 2023	n/a	yes	Rancho Mission Viejo, CA	Current employment
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Sep 21, 2015	Mar 6, 2023	no	IRVINE, CA\|OAKS, PA\|Rancho Mission Viejo, CA\|Lake Forrest, CA	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Nov 6, 2008	Sep 15, 2015	no	DENVER, CO	Previous registration
ICON ADVISERS, INC.	Other adviser	Nov 8, 2007	Oct 24, 2008	no	GREENWOOD VILLAGE, CO	Previous registration
BNY MELLON ADVISORS, INC.	Bank affiliated wealth	Jun 22, 2005	Dec 4, 2006	no	NEW YORK, NY\|MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEI INVESTMENTS MANAGEMENT CORP	KEVIN KENNEDY, LLC	Mar 6, 2023	Mar 2, 2023	-4	Firm change	Other
CURIAN CAPITAL, LLC	SEI INVESTMENTS MANAGEMENT CORP	Sep 15, 2015	Sep 21, 2015	6	Firm change	Other
ICON ADVISERS, INC.	CURIAN CAPITAL, LLC	Oct 24, 2008	Nov 6, 2008	13	Firm change	Other
BNY MELLON ADVISORS, INC.	ICON ADVISERS, INC.	Dec 4, 2006	Nov 8, 2007	339	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120270:105146:CO:2015-09-15	Sep 15, 2015	Sep 21, 2015	DENVER, CO	Firm change

Relationships

Registered with (5)

→ KEVIN KENNEDY, LLCRegistered adviserregistration: current employment
Mar 2, 2023 to presentfactForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Sep 21, 2015 to Mar 6, 2023factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Nov 6, 2008 to Sep 15, 2015factForm ADV
→ ICON ADVISERS, INC.Registered adviserregistration: previous registration
Nov 8, 2007 to Oct 24, 2008factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserregistration: previous registration
Jun 22, 2005 to Dec 4, 2006factForm ADV

Dated events

Occurred
Mar 6, 2023
Advisor changed firm
William Lee Kieran left Sei Investments Management Corp for Kevin Kennedy, Llc (registered 2023-03-02)
Form ADVobserved 4 days ago