DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Lee Kieran

Kevin Kennedy, LLCstate registeredRancho Mission Viejo, CaIA-onlyIAPD 4407030

Feed of 09/14/2026

Also filed as Lee Kieran

At current firm

3 y

since Mar 2, 2023

In the industry

25 y

since Aug 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kevin Kennedy, LLC state registered current
since Mar 2, 2023 · Rancho Mission Viejo, Ca
Sei Investments Management Corp mixed wealth
Sep 21, 2015 to Mar 6, 2023 · Irvine, Ca
Curian Capital, LLC former
Nov 6, 2008 to Sep 15, 2015 · Denver, Co
Icon Advisers, Inc. other
Nov 8, 2007 to Oct 24, 2008 · Greenwood Village, Co
Bny Mellon Advisors, Inc. bank affiliated
Jun 22, 2005 to Dec 4, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Sei Investments Management Corp to Kevin Kennedy, LLC
left Mar 6, 2023, registered Mar 2, 2023 (-4 days) · Other
Curian Capital, LLC to Sei Investments Management Corp
left Sep 15, 2015, registered Sep 21, 2015 (6 days) · Other · moved with a team
Icon Advisers, Inc. to Curian Capital, LLC
left Oct 24, 2008, registered Nov 6, 2008 (13 days) · Other
Bny Mellon Advisors, Inc. to Icon Advisers, Inc.
left Dec 4, 2006, registered Nov 8, 2007 (339 days) · Other

Signals

William Lee Kieran left Sei Investments Management Corp for Kevin Kennedy, Llc (registered 2023-03-02)
Mar 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address