This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Sep 13, 2002

First registration

Mar 13, 2007

Dual registered

yes, broker-dealer

Other names

LAURA A GUERRERO|LAURA A ZARAGOZA|LAURA A ZARAGOZA GUERRERO

IAPD individual key

4560276

• Occurred

  Mar 14, 2023
  Advisor changed firm

  Laura Zaragoza Guerrero left Edward Jones for Ameriprise Financial Services, Llc (registered 2023-03-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:56805f62-0f35-15a3-d2a1-839830fc06d2

First observed

Mar 13, 2007

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.