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Registered advisor
L•••• Z••••••• G•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Laura A Guerrero
At current firm
3 y
since Mar 13, 2023
In the industry
24 y
since Jul 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 13, 2023 · Whittier, Ca
- E••••• J•••• national BDMar 13, 2007 to Mar 14, 2023 · Whittier, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Mar 14, 2023, registered Mar 13, 2023 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- L•••• Z••••••• G••••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-03-13)Mar 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address