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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 12, 2024 | n/a | yes | San Antonio, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 3, 2022 | Nov 16, 2024 | no | San Antonio, TX|San Antonio, TX|San Antonio, TX|San Antonio, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 1, 2021 | Mar 3, 2022 | no | AUSTIN, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 19, 2021 | Oct 19, 2021 | no | San Antonio, TX | Previous registration |
| SOUTH TEXAS MONEY MANAGEMENT, LTD. | Former SEC adviser | Apr 5, 2016 | Jul 21, 2016 | no | SAN ANTONIO, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Feb 6, 2004 | May 21, 2014 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 16, 2024 | Dec 12, 2024 | 26 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | J.P. MORGAN SECURITIES LLC | Mar 3, 2022 | Nov 3, 2022 | 245 | Firm change | Ibd to wirehouse |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Oct 19, 2021 | Nov 1, 2021 | 13 | Firm change | Ibd to ibd |
| SOUTH TEXAS MONEY MANAGEMENT, LTD. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 21, 2016 | Jul 19, 2021 | 1,824 | Firm change after gap | Other |
| USAA FINANCIAL PLANNING SERVICES | SOUTH TEXAS MONEY MANAGEMENT, LTD. | May 21, 2014 | Apr 5, 2016 | 685 | Firm change after gap | Other |