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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

Jennifer Hanna Williams

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

LEXINGTON, VA | STAUNTON, VA | Staunton, VA

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Search this name across graphsid dfx:ria:5698252d-c58e-7232-0c95-93e477310afc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 9, 2010
First registration: Oct 11, 2010
Dual registered: yes, broker-dealer
Other names: JENNIFER SUSAN HANNA|JENNIFER HANNA SPENCER
IAPD individual key: 2807882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 25, 2021	n/a	yes	STAUNTON, VA\|LEXINGTON, VA\|Staunton, VA	Current employment
THE HENDERSON GROUP	Former SEC adviser	Oct 28, 2015	Apr 17, 2019	no	STAUNTON, VA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 18, 2014	Jul 16, 2015	no	STAUNTON, VA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jun 18, 2014	no	STAUNTON, VA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 10, 2011	Jan 21, 2014	no	STAUNTON, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	May 16, 2011	Nov 10, 2011	no	STAUNTON, VA	Previous registration
EDWARD JONES	National bd RIA	Oct 11, 2010	Dec 20, 2010	no	ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE HENDERSON GROUP	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 17, 2019	Jan 25, 2021	649	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	THE HENDERSON GROUP	Jul 16, 2015	Oct 28, 2015	104	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 18, 2014	Jun 18, 2014	0	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CETERA INVESTMENT SERVICES LLC	Nov 10, 2011	Nov 10, 2011	0	Firm change	Other
EDWARD JONES	UVEST FINANCIAL SERVICES GROUP, INC.	Dec 20, 2010	May 16, 2011	147	Firm change	Other

Relationships

Registered with (7)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jan 25, 2021 to presentfactForm ADV
→ THE HENDERSON GROUPRegistered adviserregistration: previous registration
Oct 28, 2015 to Apr 17, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 18, 2014 to Jul 16, 2015factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jun 18, 2014factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 10, 2011 to Jan 21, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
May 16, 2011 to Nov 10, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 11, 2010 to Dec 20, 2010factForm ADV

Dated events

No dated event names this entity yet.