DFX Intelligence
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Reading the graph
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Advisor at A••• W••••• A•••••••• L••
MCLEAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• W••••• A•••••••• L•• | Independent wealth | May 1, 2025 | n/a | yes | MCLEAN, VA | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 2, 2018 | May 2, 2025 | no | Washington, DC|Vienna, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | A••• W••••• A•••••••• L•• | May 2, 2025 | May 1, 2025 | -1 | Firm change | Ibd to new firm |
| W•••• F•••• A••••••• | R•••••• J•••• • A••••••••• I••• | Mar 6, 2018 | Mar 2, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:334041:VA:2025-05-02 | May 2, 2025 | May 1, 2025 | VIENNA, VA | Firm change |
| W•••• F•••• A••••••• | Wirehouse | Nov 10, 2009 | Mar 6, 2018 | no | MCLEAN, VA|MCLEAN, VA|SPRINGFIELD, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|FAIRFAX, VA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Apr 17, 2007 | Oct 27, 2009 | no | COSTA MESA, CA|NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Dec 10, 2003 | Mar 28, 2007 | no | FAIRFAX, VA|ANNANDALE, VA|CHARLOTTE, NC|CENTREVILLE, VA|FAIRFAX, VA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 26, 2002 | Dec 15, 2003 | no | VIENNA, VA | Previous registration |
| -4 |
| Firm change |
| Wirehouse to ibd |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Oct 27, 2009 | Nov 10, 2009 | 14 | Firm change | Other |
| B••• I••••••••• S•••••••• I••• | W•••• F•••• I••••••••• L•• | Mar 28, 2007 | Apr 17, 2007 | 20 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | B••• I••••••••• S•••••••• I••• | Dec 15, 2003 | Dec 10, 2003 | -5 | Firm change | Ibd to new firm |