RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• H•••••
- A••• W••••• A•••••••• L•• independent RIA currentsince May 1, 2025 · Mclean, Va
- R•••••• J•••• • A••••••••• I••• national BDMar 2, 2018 to May 2, 2025 · Washington, Dc
- W•••• F•••• A••••••• wirehouseNov 10, 2009 to Mar 6, 2018 · Mclean, Va
- W•••• F•••• I••••••••• L•• unclassifiedApr 17, 2007 to Oct 27, 2009 · Costa Mesa, Ca
- B••• I••••••••• S•••••••• I••• formerDec 10, 2003 to Mar 28, 2007 · Fairfax, Va
- A••••••••• F•••••••• S•••••••• L•• national BDSep 26, 2002 to Dec 15, 2003 · Vienna, Va
- R•••••• J•••• • A••••••••• I••• to A••• W••••• A•••••••• L••left May 2, 2025, registered May 1, 2025 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Mar 6, 2018, registered Mar 2, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Oct 27, 2009, registered Nov 10, 2009 (14 days) · Other
- B••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••left Mar 28, 2007, registered Apr 17, 2007 (20 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••• I••••••••• S•••••••• I•••left Dec 15, 2003, registered Dec 10, 2003 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• R•••••• H••••• left R•••••• J•••• • A••••••••• I••• for A••• W••••• A•••••••• L•• (registered 2025-05-01)May 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address