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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Cicely Raechelle Jaubert

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:56fb3bce-5bb3-a51b-8df8-153a64851916

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 13, 2015
First registration: Jan 5, 2017
Dual registered: yes, broker-dealer
Other names: CICELY RAECHELLE JAUBERT|CICELY RAECHELLE JAUBERT|CICELY R JAUBERT|Cicely R Jaubert-Thompson
IAPD individual key: 6520620

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 27, 2022	n/a	yes	Westlake, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 9, 2019	Sep 19, 2022	no	Southlake, TX\|Westlake, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 9, 2019	Sep 19, 2022	no	WestLake, TX\|Westlake, TX\|OMAHA, NE	Previous registration
MORGAN STANLEY	Wirehouse	Nov 2, 2017	Oct 30, 2018	no	Fort Worth, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 5, 2017	Sep 8, 2017	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 19, 2022	Jan 9, 2019	-1,349	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Sep 19, 2022	Jan 27, 2022	-235	Channel change	Other
MORGAN STANLEY	TD AMERITRADE, INC.	Oct 30, 2018	Jan 9, 2019	71	Firm change	Other
STRATEGIC ADVISERS LLC	MORGAN STANLEY	Sep 8, 2017	Nov 2, 2017	55	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:NE:2022-09-15	Sep 19, 2022	Jan 9, 2019	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 9, 2019 to Sep 19, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 9, 2019 to Sep 19, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 2, 2017 to Oct 30, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 5, 2017 to Sep 8, 2017factForm ADV

Dated events

No dated event names this entity yet.