DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• R•••••••• J••••••

C•••••• S••••• • C••• I•••national BDWestlake, Txdual registrantIAPD 6520620

Feed of 09/14/2026

Also filed as C••••• R•••••••• J••••••

At current firm

4 y

since Jan 27, 2022

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 27, 2022 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 9, 2019 to Sep 19, 2022 · Southlake, Tx
T• A••••••••• I••• former
Jan 9, 2019 to Sep 19, 2022 · Westlake, Tx
M••••• S•••••• wirehouse
Nov 2, 2017 to Oct 30, 2018 · Fort Worth, Tx
S•••••••• A••••••• L•• national BD
Jan 5, 2017 to Sep 8, 2017 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 19, 2022, registered Jan 9, 2019 (-1349 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Sep 19, 2022, registered Jan 27, 2022 (-235 days) · channel change inside one enterprise, not a move · moved with a team
M••••• S•••••• to T• A••••••••• I•••
left Oct 30, 2018, registered Jan 9, 2019 (71 days) · Other
S•••••••• A••••••• L•• to M••••• S••••••
left Sep 8, 2017, registered Nov 2, 2017 (55 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address