DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
Chicago, IL | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Jun 7, 2023 | n/a | yes | DENVER, CO|Chicago, IL | Current employment |
| A••••••••• I••• | Bd affiliated wealth | Sep 1, 2015 | Apr 18, 2022 | no | CHICAGO, IL|CONCORD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• I••• | M••••• G••••• A••••••• I••• | Apr 18, 2022 | Jun 7, 2023 | 415 | Firm change after gap | Ibd to RIA |
| M•••••• F•••••••• I••••••••• M••••••••• I••• | A••••••••• I••• | Nov 7, 2014 | Sep 1, 2015 |
| M•••••• F•••••••• I••••••••• M••••••••• I••• | Mixed wealth | Feb 11, 2014 | Nov 7, 2014 | no | CHICAGO, IL | Previous registration |
| W••• F•••••••• M••••••••• L•• | n/a | Jan 12, 2004 | Dec 31, 2007 | no | OAK BROOK, IL|OAK BROOK, IL | Previous registration |
| W••• F•••••••• M••••••••• L•• | Former SEC adviser | Jan 5, 2004 | Feb 18, 2014 | no | OAK BROOK, IL|OAKBROOK TERRACE, IL|OAKBROOK TERRACE, IL | Previous registration |
| 298 |
| Firm change |
| Other |
| W••• F•••••••• M••••••••• L•• | W••• F•••••••• M••••••••• L•• | Feb 18, 2014 | Jan 12, 2004 | -3,690 | Firm change after gap | Other |
| W••• F•••••••• M••••••••• L•• | M•••••• F•••••••• I••••••••• M••••••••• I••• | Dec 31, 2007 | Feb 11, 2014 | 2,234 | Firm change after gap | Other |