RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• R••••• M••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jun 7, 2023 · Denver, Co
- A••••••••• I••• BD affiliatedSep 1, 2015 to Apr 18, 2022 · Chicago, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthFeb 11, 2014 to Nov 7, 2014 · Chicago, Il
- W••• F•••••••• M••••••••• L•• unclassifiedJan 12, 2004 to Dec 31, 2007 · Oak Brook, Il
- W••• F•••••••• M••••••••• L•• formerJan 5, 2004 to Feb 18, 2014 · Oak Brook, Il
- A••••••••• I••• to M••••• G••••• A••••••• I•••left Apr 18, 2022, registered Jun 7, 2023 (415 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• F•••••••• I••••••••• M••••••••• I••• to A••••••••• I•••left Nov 7, 2014, registered Sep 1, 2015 (298 days) · Other
- W••• F•••••••• M••••••••• L•• to W••• F•••••••• M••••••••• L••left Feb 18, 2014, registered Jan 12, 2004 (-3690 days) · Other
- W••• F•••••••• M••••••••• L•• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Dec 31, 2007, registered Feb 11, 2014 (2234 days) · Other
- Marta Romana Mycyk left Assetmark, Inc. for Mercer Global Advisors Inc. (registered 2023-06-07)Apr 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address