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RIA / WealthAdvisorCertified Financial Planner28 years in industry

JOSEPH Amery STAUB

Advisor at FACET

Memphis, TN | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:5709d18c-69de-87fc-23db-3cbfadcfba97

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 13, 1998
First registration: Apr 1, 2004
Dual registered: no
Other names: Joseph Amery Staub|JOSEPH A STAUB
IAPD individual key: 3070537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Oct 13, 2020	n/a	yes	Memphis, TN\|WEST PALM BEACH, FL	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 13, 2019	Oct 2, 2020	no	BRENTWOOD, TN	Previous registration
SUMMIT ASSET MANAGEMENT LLC	Independent wealth	Apr 25, 2005	Sep 1, 2016	no	MEMPHIS, TN	Previous registration
LEGACY WEALTH MANAGEMENT, LLC	Independent wealth	Apr 1, 2004	Feb 28, 2005	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	Facet	Oct 2, 2020	Oct 13, 2020	11	Firm change	Ibd to RIA
SUMMIT ASSET MANAGEMENT LLC	PARK AVENUE SECURITIES LLC	Sep 1, 2016	Sep 13, 2019	1,107	Firm change after gap	Other
LEGACY WEALTH MANAGEMENT, LLC	SUMMIT ASSET MANAGEMENT LLC	Feb 28, 2005	Apr 25, 2005	56	Firm change	Other

Relationships

Registered with (4)

→ FACETRegistered adviserregistration: current employment
Oct 13, 2020 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 13, 2019 to Oct 2, 2020factForm ADV
→ SUMMIT ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 25, 2005 to Sep 1, 2016factForm ADV
→ LEGACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 1, 2004 to Feb 28, 2005factForm ADV

Dated events

No dated event names this entity yet.