RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••• S••••
- F•••• independent RIA currentsince Oct 13, 2020 · Memphis, Tn
- P••• A••••• S••••••••• L•• BD affiliatedSep 13, 2019 to Oct 2, 2020 · Brentwood, Tn
- S••••• A•••• M••••••••• L•• independent RIAApr 25, 2005 to Sep 1, 2016 · Memphis, Tn
- L••••• W••••• M••••••••• L•• independent RIAApr 1, 2004 to Feb 28, 2005 · Memphis, Tn
- P••• A••••• S••••••••• L•• to F••••left Oct 2, 2020, registered Oct 13, 2020 (11 days) · Affiliated broker-dealer or bank to independent RIA
- S••••• A•••• M••••••••• L•• to P••• A••••• S••••••••• L••left Sep 1, 2016, registered Sep 13, 2019 (1107 days) · Other
- L••••• W••••• M••••••••• L•• to S••••• A•••• M••••••••• L••left Feb 28, 2005, registered Apr 25, 2005 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address