DFX Intelligence
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Reading the graph
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Advisor at S••••• R•••• C•••••• M••••••••• L••
Wyckoff, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• R•••• C•••••• M••••••••• L•• | State registered | Aug 7, 2018 | n/a | yes | Wyckoff, NJ | Current employment |
| S••••• R•••• C•••••• M••••••••• L•• | State registered | Feb 2, 2016 | Dec 31, 2017 | no | Wyckoff, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• F•••••••• A••••••• | S••••• R•••• C•••••• M••••••••• L•• | Apr 15, 2009 | May 12, 2009 | 27 | Firm change | Other |
| S••••• R•••• C•••••• M••••••••• L•• | U••• F•••••••• A••••••• | Apr 21, 2008 | Mar 11, 2009 |
| S••••• R•••• C•••••• M••••••••• L•• | State registered | May 12, 2009 | Dec 31, 2015 | no | WYCKOFF, NJ | Previous registration |
| U••• F•••••••• A••••••• | Former SEC adviser | Mar 11, 2009 | Apr 15, 2009 | no | MADISON, NJ|WILMINGTON, DE|WYCKOFF, NJ | Previous registration |
| S••••• R•••• C•••••• M••••••••• L•• | State registered | Dec 16, 2004 | Apr 21, 2008 | no | RIDGEWOOD, NJ | Previous registration |
| 324 |
| Firm change |
| Other |