RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• L•••••• W••••
- S••••• R•••• C•••••• M••••••••• L•• state registered currentsince Aug 7, 2018 · Wyckoff, Nj
- S••••• R•••• C•••••• M••••••••• L•• state registeredFeb 2, 2016 to Dec 31, 2017 · Wyckoff, Nj
- S••••• R•••• C•••••• M••••••••• L•• state registeredMay 12, 2009 to Dec 31, 2015 · Wyckoff, Nj
- U••• F•••••••• A••••••• formerMar 11, 2009 to Apr 15, 2009 · Madison, Nj
- S••••• R•••• C•••••• M••••••••• L•• state registeredDec 16, 2004 to Apr 21, 2008 · Ridgewood, Nj
- U••• F•••••••• A••••••• to S••••• R•••• C•••••• M••••••••• L••left Apr 15, 2009, registered May 12, 2009 (27 days) · Other
- S••••• R•••• C•••••• M••••••••• L•• to U••• F•••••••• A•••••••left Apr 21, 2008, registered Mar 11, 2009 (324 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address