RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J•••• C••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 9, 2025 · Colorado Springs, Co
- C•••••• W••••• M••••••••• I••• unclassifiedJan 25, 2019 to Jan 20, 2026 · Colorado Springs, Co
- C•••••• W••••• M••••••••• I••• unclassifiedOct 26, 2018 to Dec 31, 2018 · Colorado Springs, Co
- R• • R• F•••••••• P•••••••• I••• independent RIAMay 1, 2018 to Mar 31, 2020 · Colorado Springs, Co
- G••••• W••••• M••••••••• I••• BD affiliatedMar 3, 2006 to Mar 26, 2018 · Colorado Springs, Co
- M• H••••••• S••••••••• I••• BD affiliatedJan 27, 2005 to Mar 6, 2006 · Colorado Springs, Co
- C•••••• W••••• M••••••••• I••• to K••••• A••••••• S•••••••• L••left Jan 20, 2026, registered Sep 9, 2025 (-133 days) · Other · moved with a team
- R• • R• F•••••••• P•••••••• I••• to C•••••• W••••• M••••••••• I•••left Mar 31, 2020, registered Oct 26, 2018 (-522 days) · Other
- G••••• W••••• M••••••••• I••• to R• • R• F•••••••• P•••••••• I•••left Mar 26, 2018, registered May 1, 2018 (36 days) · Other
- M• H••••••• S••••••••• I••• to G••••• W••••• M••••••••• I•••left Mar 6, 2006, registered Mar 3, 2006 (-3 days) · Other
- E••••• J•••• C•••••• left C•••••• W••••• M••••••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2025-09-09)Jan 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address