DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PROTA FINANCIAL
HOUSTON, TX | Redmond, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROTA FINANCIAL | Independent wealth | Jul 14, 2017 | n/a | yes | HOUSTON, TX|Redmond, WA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 1, 2010 | Jul 18, 2017 | no | HOUSTON, TX | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Feb 11, 2005 | Nov 28, 2005 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PROTA FINANCIAL | Jul 18, 2017 | Jul 14, 2017 | -4 | Firm change | Wirehouse to RIA |
| STRATEGIC ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 28, 2005 | Dec 1, 2010 | 1,829 | Firm change after gap | Ibd to wirehouse |