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UDON RIA SUB LLC, CRD 318724
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ABRAHAM, JACK, PHILLIP | Member | E | yes | 05/2013 | Mar 30, 2022 | Mar 31, 2023 |
| COLE, MILES, JOSEPH | SHAREHOLDER CLASS A COMMON | C | yes | 06/2021 | Mar 30, 2022 | Mar 31, 2023 |
| F41 INVESTMENTS, LLC | SHAREHOLDER CLASS F COMMON | D | yes | 06/2021 | Mar 30, 2022 | Mar 31, 2023 |
| Field, Manning, Reynolds | SHAREHOLDER CLASS A COMMON | C | yes | 08/2022 | Sep 26, 2022 | Mar 31, 2023 |
| Field, Manning, Reynolds | CHIEF EXECUTIVE OFFICER | Na | yes | 08/2022 | Sep 26, 2022 | Mar 31, 2023 |
| HEATH, JOHN, HAMMOND | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2023 | Mar 29, 2023 | Mar 31, 2023 |
| Turner, Benjamin, Linford | CHIEF OPERATIONS OFFICER | Na | yes | 03/2023 | Mar 31, 2023 | Mar 31, 2023 |
| UDON LABS, INC. | Member | E | yes | 06/2021 | Mar 30, 2022 | Mar 31, 2023 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $31,345 | $31,345 | 3 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $31,345 | n/a | n/a | n/a | n/a | 3 | n/a | 0 | n/a |