DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F••••• R••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 318724SEC 801-124816IAPD
Legal name U••• R•• S•• L••
Latest filing Mar 31, 2023
First filing on the tape Mar 30, 2022 · 9 filings
RAUM
$31,345
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$31,345 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$31,345 as of Mar 31, 2023
Dec 1, 2022$2,427 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 30, 20220 then
Employees (5.A)3 as of Mar 31, 2023
Mar 30, 20222 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$348derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, subscriptionreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$31,345100%
Individual clients
90reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
90reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F••••• M••••••• R••••••• · Chief Executive Officercontrol
        since 08/2022 · owns less than 5%
      • H••••• J•••• H•••••• · Chief Compliance Officercontrol
        since 03/2023 · owns less than 5%
      • T•••••• B•••••••• L•••••• · Chief Operations Officercontrol
        since 03/2023 · owns less than 5%
      • A••••••• J•••• P•••••• · Membercontrol
        since 05/2013 · owns 75% or more of F•• I••••••••• L••
      • C•••• M••••• J••••• · Shareholder Class A Commoncontrol
        since 06/2021 · owns 25% to 50% of U••• L•••• I•••
      • F••••• M••••••• R••••••• · Shareholder Class A Commoncontrol
        since 08/2022 · owns 25% to 50% of U••• L•••• I•••
      Entity owners
      • U••• L•••• I••• · Member
        direct · owns 75% or more
      • F•• I••••••••• L•• · Shareholder Class F Common
        indirect · owns 50% to 75% of U••• L•••• I•••
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list F••••• R•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 90
        Mar 29, 2023 to Mar 31, 2023
      • Individual clients · 10 to 90
        Mar 29, 2023 to Mar 31, 2023
      • Employees · 1 to 3
        Mar 29, 2023 to Mar 31, 2023
      • Discretionary RAUM · $2,427 to $31,345
        Mar 29, 2023 to Mar 31, 2023
      • Individual RAUM · $2,427 to $31,345
        Mar 29, 2023 to Mar 31, 2023
      • RAUM · $2,427 to $31,345
        Mar 29, 2023 to Mar 31, 2023
      • Business name · A•••••••• to F••••• R••
        Dec 1, 2022 to Dec 9, 2022
      • Accounts · unset to 10.0
        Sep 26, 2022 to Dec 1, 2022
      • Individual clients · 0 to 10
        Sep 26, 2022 to Dec 1, 2022
      • Discretionary RAUM · unset to 2427.0
        Sep 26, 2022 to Dec 1, 2022
      • Individual RAUM · unset to 2427.0
        Sep 26, 2022 to Dec 1, 2022
      • Non-discretionary RAUM · unset to 0.0
        Sep 26, 2022 to Dec 1, 2022
      • RAUM · unset to 2427.0
        Sep 26, 2022 to Dec 1, 2022
      • Advisory employees · 0 to 1
        Sep 21, 2022 to Sep 26, 2022
      • Advisory activities · 2 to 1
        Sep 21, 2022 to Sep 26, 2022
      • Advisory employees · 1 to 0
        Apr 1, 2022 to Sep 21, 2022
      • Employees · 2 to 1
        Apr 1, 2022 to Sep 21, 2022
      Signals
      6 dated events
      • L•••••• B••••••• T••••• (Chief Operations Officer) appeared on Schedule A of F••••• R••
        Mar 31, 2023 · Control person joined · fact
      • Hammond John Heath (Chief Compliance Officer) appeared on Schedule A of F••••• R••
        Mar 29, 2023 · Control person joined · fact
      • Lynn Lesley Jones (Chief Compliance Officer) no longer on Schedule A of F••••• R•• (listed 2023-02-06, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • R••••••• M•••••• F•••• (Chief Executive Officer) appeared on Schedule A of F••••• R••
        Sep 26, 2022 · Control person joined · fact
      • Michelle Natasha Yeoh (Chief Investment Officer) no longer on Schedule A of F••••• R•• (listed 2022-04-01, absent 2022-09-21)
        Sep 21, 2022 · Control person left · inference
      • Allstreet filed its initial SEC registration (Form ADV)
        Mar 30, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026