DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PEREGRINE ASSET ADVISERS, INC.
Bend, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEREGRINE ASSET ADVISERS, INC. | Independent wealth | Jul 10, 2023 | n/a | yes | Bend, OR | Current employment |
| NORTHLINE WEALTH MANAGEMENT LLC | Former SEC adviser | Sep 25, 2009 | Sep 27, 2023 | no | BEND, OR | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 19, 2001 | Oct 7, 2009 | no | BEND, OR|BEND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHLINE WEALTH MANAGEMENT LLC | PEREGRINE ASSET ADVISERS, INC. | Sep 27, 2023 | Jul 10, 2023 | -79 | Firm change after gap | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | NORTHLINE WEALTH MANAGEMENT LLC | Oct 7, 2009 | Sep 25, 2009 | -12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150422:115738:OR:2023-09-27 | Sep 27, 2023 | Jul 10, 2023 | BEND, OR | Firm change after gap |