RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• E••••• S•••••••
- P•••••••• A•••• A•••••••• I••• independent RIA currentsince Jul 10, 2023 · Bend, Or
- N•••••••• W••••• M••••••••• L•• formerSep 25, 2009 to Sep 27, 2023 · Bend, Or
- U•• F•••••••• S••••••• I••• wirehouseJan 19, 2001 to Oct 7, 2009 · Bend, Or
- N•••••••• W••••• M••••••••• L•• to P•••••••• A•••• A•••••••• I•••left Sep 27, 2023, registered Jul 10, 2023 (-79 days) · RIA to RIA · moved with a team
- U•• F•••••••• S••••••• I••• to N•••••••• W••••• M••••••••• L••left Oct 7, 2009, registered Sep 25, 2009 (-12 days) · Other
- J•••••• E••••• S••••••• left N•••••••• W••••• M••••••••• L•• for P•••••••• A•••• A•••••••• I••• (registered 2023-07-10)Sep 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address