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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PEREGRINE ASSET ADVISERS, INC.

CRD 115738

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2e133a5-21f2-5c7c-af6a-fb82e25546b0

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2012 to Mar 10, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $611MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $606M
Private client RAUM: $584MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $102Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 476
Individual clients: 390
High net worth clients: 51
SEC number: 801-60608
CIK: 1535227
CRD: 115738
Filings on the tape: 35
First filed: Feb 7, 2012
Latest filed: Mar 10, 2026
Organised: Corporation, OR
Website: peregrineaa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL STEWART BOTTI	n/a	PORTLAND, OR	25	42	n/a	no
GRANT EMERSON KERGER	n/a	PORTLAND, OR	23	33	n/a	no
JOHN BRADFORD KINGERY	n/a	Bend, OR	3	33	1	no
JEFFREY EDWARD STUERMER	n/a	Bend, OR	3	31	2	no
Robert C Stuermer	n/a	Bend, OR \| PORTLAND, OR	1	10	2	no
Gunnar Marino	n/a	Bend, OR	0	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOTTI, DANIEL, STEWART	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	12/2000	Feb 7, 2012	Feb 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bend	Or	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$611M	$606M	8	6	2	n/a	n/a
2024	Mar 10, 2025	$576M	$571M	7	5	1	n/a	n/a
2023	Feb 9, 2024	$520M	$516M	6	4	1	n/a	n/a
2022	Feb 1, 2023	$310M	$306M	2	2	0	n/a	n/a
2021	Feb 3, 2022	$379M	$374M	3	3	0	n/a	n/a
2020	Mar 2, 2021	$377M	$373M	4	3	0	n/a	n/a
2019	Feb 5, 2020	$343M	$333M	5	4	0	n/a	n/a
2018	Feb 6, 2019	$324M	$321M	6	4	0	n/a	n/a
2017	Jan 23, 2018	$327M	$324M	5	4	0	n/a	n/a
2016	Feb 2, 2017	$285M	$280M	5	4	n/a	n/a	n/a
2015	Mar 2, 2016	$276M	$272M	5	4	n/a	n/a	n/a
2014	Feb 18, 2015	$291M	$285M	5	4	n/a	n/a	n/a
2013	Feb 12, 2014	$266M	$259M	5	4	n/a	n/a	n/a
2012	Feb 7, 2013	$237M	$231M	5	4	n/a	n/a	n/a
2011	Feb 7, 2012	$230M	$225M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$611M	$576M	6.2%	$310M	25.4%	8	7	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NORTHLINE WEALTH MANAGEMENT LLC	2	Sep 27, 2023	Jul 10, 2023	BEND, OR	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (7)

← Gunnar MarinoAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← Robert C StuermerAdvisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← JOHN BRADFORD KINGERYAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← JEFFREY EDWARD STUERMERAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← GRANT EMERSON KERGERAdvisorregistration: current employment
Sep 12, 2003 to presentfactForm ADV
← DANIEL STEWART BOTTIAdvisorregistration: current employment
Jun 29, 2001 to presentfactForm ADV
← STEVEN CHESTER BINNSAdvisorregistration: previous registration
Sep 22, 2011 to Nov 12, 2020factForm ADV

Controls (1)

← BOTTI, DANIEL, STEWARTOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 7, 2012 to Feb 9, 2024factForm ADV

Moved with (1)

← NORTHLINE WEALTH MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Sep 27, 2023 to Jul 10, 2023factForm ADV

Dated events

Occurred
Sep 27, 2023
Team lift-out
2 advisors left Northline Wealth Management LLC (Bend, OR) for Peregrine Asset Advisers, Inc. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Sep 1, 2023
Regulatory AUM changed
Peregrine Asset Advisers, Inc. reported RAUM $504.0M, up 63% from $310.0M (2023-02-01 to 2023-09-01)
Form ADVobserved 5 days ago
$194M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2e133a5-21f2-5c7c-af6a-fb82e25546b0
First observed: Feb 7, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEREGRINE ASSET ADVISERS, INC.

CRD 115738

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2e133a5-21f2-5c7c-af6a-fb82e25546b0

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL STEWART BOTTI

n/a

PORTLAND, OR

n/a

GRANT EMERSON KERGER

n/a

PORTLAND, OR

n/a

JOHN BRADFORD KINGERY

n/a

Bend, OR

JEFFREY EDWARD STUERMER

n/a

Bend, OR

Robert C Stuermer

n/a

Bend, OR | PORTLAND, OR

Gunnar Marino

n/a

Bend, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOTTI, DANIEL, STEWART

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

12/2000

Feb 7, 2012

Feb 9, 2024

City

State

Country

Employees

Also broker-dealer

Bend

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$611M

$606M

n/a

2024

Mar 10, 2025

$576M

$571M

n/a

2023

Feb 9, 2024

$520M

$516M

n/a

2022

Feb 1, 2023

$310M

$306M

n/a

2021

Feb 3, 2022

$379M

$374M

n/a

2020

Mar 2, 2021

$377M

$373M

n/a

2019

Feb 5, 2020

$343M

$333M

n/a

2018

Feb 6, 2019

$324M

$321M

n/a

2017

Jan 23, 2018

$327M

$324M

n/a

2016

Feb 2, 2017

$285M

$280M

n/a

2015

Mar 2, 2016

$276M

$272M

n/a

2014

Feb 18, 2015

$291M

$285M

n/a

2013

Feb 12, 2014

$266M

$259M

n/a

2012

Feb 7, 2013

$237M

$231M

n/a

2011

Feb 7, 2012

$230M

$225M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$611M

$576M

6.2%

$310M

25.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NORTHLINE WEALTH MANAGEMENT LLC

Sep 27, 2023

Jul 10, 2023

BEND, OR

Team lift out

RIA to RIA

100.0%