DFX Intelligence

J• H••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J• H••••• H•••

Advisor at C••• L••

Bethesda, MD

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Search this name across graphsid dfx:ria:57a63aef-5965-410a-e886-a14ab2b79db3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jan 27, 2016	n/a	yes	Bethesda, MD	Current employment
U••• F•••••••• A•••••••	Former SEC adviser	Jun 13, 2014	Jan 28, 2016	no	WILMINGTON, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• A•••••••	C••• L••	Jan 28, 2016	Jan 27, 2016	-1	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U••• F•••••••• A•••••••	Jun 3, 2014	Jun 13, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
108763:155344:DE:2016-01-28	Jan 28, 2016	Jan 27, 2016	WILMINGTON, DE	Firm change

Relationships

Registered with (3)

→ C••• L••Registered adviserregistration: current employment
Jan 27, 2016 to presentfactForm ADV
→ U••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 13, 2014 to Jan 28, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 20, 2012 to Jun 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57a63aef-5965-410a-e886-a14ab2b79db3
First observed: Aug 20, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.