DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LEGACY ADVISORY NETWORK, LLC
DUBLIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY ADVISORY NETWORK, LLC | State registered | Apr 2, 2021 | n/a | yes | DUBLIN, OH | Current employment |
| CLARAPHI ADVISORY NETWORK, LLC | Independent wealth | Dec 13, 2018 | May 7, 2021 | no | Dublin, OH|ALISO VIEJO, CA | Previous registration |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Dec 2, 2015 | Jan 15, 2019 | no | Dublin, OH | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Sep 19, 2013 | Nov 25, 2013 | no | DUBLIN, OH|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLARAPHI ADVISORY NETWORK, LLC | LEGACY ADVISORY NETWORK, LLC | May 7, 2021 | Apr 2, 2021 | -35 | Firm change after gap | RIA to state RIA |
| BROOKSTONE WEALTH ADVISORS, LLC | CLARAPHI ADVISORY NETWORK, LLC | Jan 15, 2019 | Dec 13, 2018 | -33 | Firm change after gap | RIA to RIA |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | BROOKSTONE WEALTH ADVISORS, LLC | Nov 25, 2013 | Dec 2, 2015 | 737 | Firm change after gap | Other |