RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A••• T•••••
- L••••• A••••••• N••••••• L•• state registered currentsince Apr 2, 2021 · Dublin, Oh
- C••••••• A••••••• N••••••• L•• independent RIADec 13, 2018 to May 7, 2021 · Dublin, Oh
- B••••••••• W••••• A•••••••• L•• no RAUMDec 2, 2015 to Jan 15, 2019 · Dublin, Oh
- G••••• F•••••••• P•••••• C••••••• I••• formerSep 19, 2013 to Nov 25, 2013 · Dublin, Oh
- C••••••• A••••••• N••••••• L•• to L••••• A••••••• N••••••• L••left May 7, 2021, registered Apr 2, 2021 (-35 days) · RIA to a state-registered adviser
- B••••••••• W••••• A•••••••• L•• to C••••••• A••••••• N••••••• L••left Jan 15, 2019, registered Dec 13, 2018 (-33 days) · RIA to RIA
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• W••••• A•••••••• L••left Nov 25, 2013, registered Dec 2, 2015 (737 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address