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Advisor at ADVISORY SERVICES NETWORK
PLEASANTVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Apr 12, 2021 | n/a | yes | PLEASANTVILLE, NY | Current employment |
| DU PASQUIER ASSET MANAGEMENT | Former SEC adviser | Jul 1, 2009 | Jan 4, 2012 | no | PLEASANTVILLE, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | May 4, 2005 | Jul 2, 2009 | no | GLASTONBURY, CT|PLEASANTVILLE, NY|GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DU PASQUIER ASSET MANAGEMENT | ADVISORY SERVICES NETWORK | Jan 4, 2012 | Apr 12, 2021 | 3,386 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | DU PASQUIER ASSET MANAGEMENT | Jul 2, 2009 | Jul 1, 2009 | -1 | Firm change | Other |