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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

Michael Finn

Advisor at XYPN SAPPHIRE

BOZEMAN, MT | Foxboro, MA

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Search this name across graphsid dfx:ria:57c1c923-af7d-2655-df44-2c2ebdbc68f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: XYPN SAPPHIRE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Aug 22, 2013
First registration: Aug 12, 2014
Dual registered: no
Other names: Michael Joseph Finn
IAPD individual key: 6202108

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
XYPN SAPPHIRE	Independent wealth	May 11, 2026	n/a	yes	BOZEMAN, MT\|Foxboro, MA	Current employment
ONE CHARLES PRIVATE WEALTH	Former SEC adviser	Feb 15, 2024	Mar 12, 2026	no	Hingham, MA	Previous registration
JOURNEY WEALTH PARTNERS	n/a	Jan 3, 2023	Jan 19, 2024	no	CONCORD, MA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	May 3, 2021	Sep 20, 2022	no	CHARLOTTE, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2017	May 5, 2021	no	FORT MILL, SC	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Aug 12, 2014	Feb 14, 2017	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONE CHARLES PRIVATE WEALTH	XYPN SAPPHIRE	Mar 12, 2026	May 11, 2026	60	Firm change	RIA to RIA
JOURNEY WEALTH PARTNERS	ONE CHARLES PRIVATE WEALTH	Jan 19, 2024	Feb 15, 2024	27	Firm change	Other
OSAIC WEALTH, INC.	JOURNEY WEALTH PARTNERS	Sep 20, 2022	Jan 3, 2023	105	Firm change	Other
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	May 5, 2021	May 3, 2021	-2	Firm change	Ibd to ibd
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	LPL FINANCIAL LLC	Feb 14, 2017	Mar 6, 2017	20	Firm change	Other

Relationships

Registered with (6)

→ XYPN SAPPHIRERegistered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ ONE CHARLES PRIVATE WEALTHRegistered adviserregistration: previous registration
Feb 15, 2024 to Mar 12, 2026factForm ADV
→ JOURNEY WEALTH PARTNERSRegistered adviserregistration: previous registration
Jan 3, 2023 to Jan 19, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
May 3, 2021 to Sep 20, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 6, 2017 to May 5, 2021factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Aug 12, 2014 to Feb 14, 2017factForm ADV

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
Michael Finn left One Charles Private Wealth for Xypn Sapphire (registered 2026-05-11)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2024
Advisor changed firm
Michael Finn left Journey Wealth Partners for One Charles Private Wealth (registered 2024-02-15)
Form ADVobserved 4 days ago
Occurred
Sep 20, 2022
Advisor changed firm
Michael Finn left Osaic Wealth, Inc. for Journey Wealth Partners (registered 2023-01-03)
Form ADVobserved 4 days ago