DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Finn

Xypn Sapphireindependent RIABozeman, Mt IA-onlyIAPD 6202108

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Michael Joseph Finn

At current firm

0 y

since May 11, 2026

In the industry

13 y

since Aug 22, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Xypn Sapphire independent RIA current
since May 11, 2026 · Bozeman, Mt
One Charles Private Wealth former
Feb 15, 2024 to Mar 12, 2026 · Hingham, Ma
Journey Wealth Partners unclassified
Jan 3, 2023 to Jan 19, 2024 · Concord, Ma
Osaic Wealth, Inc. BD affiliated
May 3, 2021 to Sep 20, 2022 · Charlotte, Nc
LPL Financial LLC BD affiliated
Mar 6, 2017 to May 5, 2021 · Fort Mill, Sc
Columbia Management Investment Advisers, LLC asset manager
Aug 12, 2014 to Feb 14, 2017 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

One Charles Private Wealth to Xypn Sapphire
left Mar 12, 2026, registered May 11, 2026 (60 days) · RIA to RIA
Journey Wealth Partners to One Charles Private Wealth
left Jan 19, 2024, registered Feb 15, 2024 (27 days) · Other
Osaic Wealth, Inc. to Journey Wealth Partners
left Sep 20, 2022, registered Jan 3, 2023 (105 days) · Other
LPL Financial LLC to Osaic Wealth, Inc.
left May 5, 2021, registered May 3, 2021 (-2 days) · Affiliated broker-dealer or bank to another
Columbia Management Investment Advisers, LLC to LPL Financial LLC
left Feb 14, 2017, registered Mar 6, 2017 (20 days) · Other

Signals

Michael Finn left One Charles Private Wealth for Xypn Sapphire (registered 2026-05-11)
Mar 12, 2026 · Advisor changed firm · fact
Michael Finn left Journey Wealth Partners for One Charles Private Wealth (registered 2024-02-15)
Jan 19, 2024 · Advisor changed firm · fact
Michael Finn left Osaic Wealth, Inc. for Journey Wealth Partners (registered 2023-01-03)
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address