DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• C•••••• A••••••• L••
Skokie, IL | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• C•••••• A••••••• L•• | Bd affiliated wealth | Jul 31, 2026 | n/a | yes | Skokie, IL|NEW YORK, NY | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | May 11, 2011 | Sep 18, 2020 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | S•••••• C•••••• A••••••• L•• | Sep 18, 2020 | Jul 31, 2026 | 2,142 | Firm change after gap | Wirehouse to ibd |
| C••••• S••••• S••••••••• •••• L•• | J••• M••••• S••••••••• L•• | May 13, 2011 | May 11, 2011 |
| C••••• S••••• S••••••••• •••• L•• | Former SEC adviser | Apr 27, 2006 | May 13, 2011 | no | CHICAGO, IL | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jun 26, 2003 | May 2, 2006 | no | WINNETKA, IL|WINNETKA, IL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 16, 2001 | Mar 4, 2003 | no | CHICAGO, IL | Previous registration |
| -2 |
| Firm change |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | C••••• S••••• S••••••••• •••• L•• | May 2, 2006 | Apr 27, 2006 | -5 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Mar 4, 2003 | Jun 26, 2003 | 114 | Firm change | Other |