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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Knoxville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 28, 2025 | n/a | yes | Knoxville, TN | Current employment |
| QUALITY FINANCIAL CONCEPTS | Independent wealth | Jun 5, 2025 | Oct 24, 2025 | no | MARYVILLE, TN | Previous registration |
| TVAMP, LLC | Independent wealth | Nov 24, 2021 | Nov 13, 2024 | no | KNOXVILLE, TN | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 25, 2012 | Oct 29, 2021 | no | Maryville, TN|MARYVILLE, TN|Maryville, TN | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 9, 2009 | Jun 28, 2012 | no | SARASOTA, FL | Previous registration |
| EDWARD JONES | National bd RIA | Oct 2, 2008 | Mar 17, 2009 | no | ST LOUIS, MO|BRADENTON, FL|BRADENTON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUALITY FINANCIAL CONCEPTS | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 24, 2025 | Oct 28, 2025 | 4 | Firm change | RIA to ibd |
| TVAMP, LLC | QUALITY FINANCIAL CONCEPTS | Nov 13, 2024 | Jun 5, 2025 | 204 | Firm change | RIA to RIA |
| U.S. BANCORP INVESTMENTS, INC. | TVAMP, LLC | Oct 29, 2021 | Nov 24, 2021 | 26 | Firm change | Ibd to RIA |
| FIFTH THIRD SECURITIES, INC. | U.S. BANCORP INVESTMENTS, INC. | Jun 28, 2012 | Jun 25, 2012 | -3 | Firm change | Other |
| EDWARD JONES | FIFTH THIRD SECURITIES, INC. | Mar 17, 2009 | Jul 9, 2009 | 114 | Firm change | Other |