DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••• D• H•••

A••••••••• F•••••••• S•••••••• L••national BDKnoxville, Tndual registrantIAPD 1622389

Feed of 09/14/2026

Also filed as K••••• Dee Dailey

At current firm

0 y

since Oct 28, 2025

In the industry

18 y

since Sep 12, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Oct 28, 2025 · Knoxville, Tn
Q•••••• F•••••••• C••••••• independent RIA
Jun 5, 2025 to Oct 24, 2025 · Maryville, Tn
T••••• L•• independent RIA
Nov 24, 2021 to Nov 13, 2024 · Knoxville, Tn
U••• B•••••• I••••••••• I••• former
Jun 25, 2012 to Oct 29, 2021 · Maryville, Tn
F•••• T•••• S••••••••• I••• BD affiliated
Jul 9, 2009 to Jun 28, 2012 · Sarasota, Fl
E••••• J•••• national BD
Oct 2, 2008 to Mar 17, 2009 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Q•••••• F•••••••• C••••••• to A••••••••• F•••••••• S•••••••• L••
left Oct 24, 2025, registered Oct 28, 2025 (4 days) · RIA to affiliated broker-dealer or bank
T••••• L•• to Q•••••• F•••••••• C•••••••
left Nov 13, 2024, registered Jun 5, 2025 (204 days) · RIA to RIA
U••• B•••••• I••••••••• I••• to T••••• L••
left Oct 29, 2021, registered Nov 24, 2021 (26 days) · Affiliated broker-dealer or bank to independent RIA
F•••• T•••• S••••••••• I••• to U••• B•••••• I••••••••• I•••
left Jun 28, 2012, registered Jun 25, 2012 (-3 days) · Other
E••••• J•••• to F•••• T•••• S••••••••• I•••
left Mar 17, 2009, registered Jul 9, 2009 (114 days) · Other

Signals

K••••• D• H••• left Q•••••• F•••••••• C••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-10-28)
Oct 24, 2025 · Advisor changed firm · fact
K••••• D• H••• left T••••• L•• for Q•••••• F•••••••• C••••••• (registered 2025-06-05)
Nov 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address