DFX Intelligence

M•••••• H••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• H••••••• M•••••

Advisor at F•••• A•••••• S••••••••• L••

ST. LOUIS, MO | Phoenix, AZ

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Search this name across graphsid dfx:ria:8e666d68-f6f2-f29b-ec19-db1a347eea94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A•••••• S••••••••• L••	Independent wealth	Sep 14, 2022	n/a	yes	ST. LOUIS, MO\|Phoenix, AZ	Current employment
V•••••• C•••••• M••••••••• I•••	Independent wealth	May 13, 2021	Jul 13, 2022	no	PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• C•••••• M••••••••• I•••	F•••• A•••••• S••••••••• L••	Jul 13, 2022	Sep 14, 2022	63	Firm change	RIA to RIA
R•••••• C••••••••• A••••••• I••	V•••••• C•••••• M••••••••• I•••	May 8, 2017	May 13, 2021

Relationships

Registered with (6)

→ F•••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Sep 14, 2022 to presentfactForm ADV
→ V•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
May 13, 2021 to Jul 13, 2022factForm ADV
→ R•••••• C••••••••• A••••••• I••Registered adviserregistration: previous registration
Oct 20, 2016 to May 8, 2017factForm ADV
→ S•• I••••••••• S•••••••

Dated events

Occurred
Jul 13, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e666d68-f6f2-f29b-ec19-db1a347eea94
First observed: Jan 1, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.