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Advisor at WELLS FARGO ADVISORS
BERNARDSVILLE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 25, 2024 | n/a | yes | BERNARDSVILLE, NJ | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 7, 2015 | Apr 4, 2024 | no | HACKENSACK, NJ | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Aug 18, 2015 | no | EDISON, NJ|AVENEL, NJ|WOODBRIDGE, NJ|METUCHEN, NJ|Berkeley Heights, NJ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 16, 2012 | Oct 1, 2012 | no | METUCHEN, NJ|WOODBRIDGE, NJ|WOODBRIDGE, NJ|EDISON, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 11, 2011 | Jul 3, 2012 | no | BRIDGEWATER, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 1, 2010 | Dec 16, 2010 | no | Morristown, NJ|FLORHAM PARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | WELLS FARGO ADVISORS | Apr 4, 2024 | Mar 25, 2024 | -10 | Firm change | Ibd to wirehouse |
| J.P. MORGAN SECURITIES LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 18, 2015 | Aug 7, 2015 | -11 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Jul 3, 2012 | Jul 16, 2012 | 13 | Firm change | Other |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 16, 2010 | Feb 11, 2011 | 57 | Firm change | Wirehouse to wirehouse |