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Advisor at CETERA INVESTMENT ADVISERS LLC
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | PITTSBURGH, PA | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jan 30, 2015 | May 9, 2022 | no | PITTSBURG, PA|MORRISTOWN, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 30, 2015 | Feb 2, 2015 | no | PITTSBURGH, PA|MORRISTOWN, NJ|PITTSBURGH, PA | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Apr 7, 2009 | Jan 30, 2015 | no | APPLETON, WI|PITTSBURGH, PA | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Aug 20, 2002 | Mar 30, 2009 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | CETERA INVESTMENT ADVISERS LLC | May 9, 2022 | Mar 21, 2024 | 682 | Firm change after gap | Ibd to ibd |
| LPL FINANCIAL LLC | PRIVATE ADVISOR GROUP, LLC | Feb 2, 2015 | Jan 30, 2015 | -3 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Jan 30, 2015 | Jan 30, 2015 | 0 | Firm change | Other |
| AMERITAS ADVISORY SERVICES | INVEST FINANCIAL CORPORATION | Mar 30, 2009 | Apr 7, 2009 | 8 | Firm change | Other |