DFX Intelligence

T••••• T••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

T••••• T••••• L••••

Advisor at A••••••• S•••••••• G••••

PLYMOUTH, MN | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:581ec9d0-b46b-aa10-c848-f3d3e3a315f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••••• G••••	Independent wealth	May 1, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|PLYMOUTH, MN	Current employment
C• P••••••• C•••	Independent wealth	Nov 2, 2020	Jun 2, 2026	no	Greenwood Village, CO\|Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P••••••• C•••	A••••••• S•••••••• G••••	Jun 2, 2026	May 1, 2026	-32	Firm change after gap	RIA to new firm
F•••• F•••••••• G••••• I•••	C• P••••••• C•••	Nov 16, 2020	Nov 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149937:339919:CO:2026-06-02	Jun 2, 2026	May 1, 2026	GREENWOOD VILLAGE, CO	Firm change after gap

Relationships

Registered with (4)

→ A••••••• S•••••••• G••••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Nov 2, 2020 to Jun 2, 2026factForm ADV
→ F•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 1, 2011 to Nov 16, 2020factForm ADV
→ E••••• J••••

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
T••••• T••••• L•••• left C• P••••••• C••• for A••••••• S•••••••• G•••• (registered 2026-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:581ec9d0-b46b-aa10-c848-f3d3e3a315f4
First observed: Nov 9, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.