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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

SWMG HOLDINGS, LLC

CRD 285713

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:581f51b9-5c4c-3cac-b9ae-b5064dfb3aa0

Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 9
On other graphs: 0
Observed: Feb 3, 2017 to Apr 6, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $428MItem 5.F on the latest filing (2026-04-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $428M
Private client RAUM: $428MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,311
Individual clients: 359
High net worth clients: 105
Custody, client assets: $10.7M
SEC number: 801-109974
CIK: 1736666
CRD: 285713
Filings on the tape: 27
First filed: Feb 3, 2017
Latest filed: Apr 6, 2026
Organised: Limited Liability Company, GA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BISHOP, SCOTT, Richard	MANAGING MEMBER, MANAGING PARTNER	C	yes	02/2017	Feb 3, 2017	Apr 18, 2024
SIMS, JAMES, ORREN	MANAGING MEMBER, MANAGING PARTNER	C	yes	02/2017	Feb 3, 2017	Apr 18, 2024
WALKER, BRIAN, EDWARD	CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Jul 25, 2018	Apr 18, 2024
MANGOLD, CURT, RICHARD	Partner	B	no	01/2022	Mar 4, 2022	Apr 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 6, 2026	$428M	$428M	8	4	0	n/a	n/a
2024	Mar 13, 2025	$402M	$402M	11	4	0	n/a	n/a
2023	Feb 28, 2024	$354M	$354M	10	5	0	n/a	n/a
2022	Mar 3, 2023	$326M	$326M	10	5	0	n/a	n/a
2021	Mar 4, 2022	$338M	$338M	10	5	1	n/a	n/a
2020	Mar 11, 2021	$263M	$233M	7	3	0	n/a	n/a
2019	Mar 19, 2020	$264M	$262M	8	4	0	n/a	n/a
2018	Mar 28, 2019	$222M	$222M	7	4	0	n/a	n/a
2017	Mar 23, 2018	$230M	$230M	7	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$428M	$402M	6.7%	$326M	9.5%	8	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Onedigital	4	May 26, 2026	Oct 27, 2025	ATLANTA, GA	Firm absorbed	Other	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES & ASSOCIATES, INC.	2	Apr 3, 2017	Feb 27, 2017	ATLANTA, GA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (7)

← JAMES ORREN SIMSAdvisorregistration: previous registration
Feb 27, 2017 to May 26, 2026factForm ADV
← CURT RICHARD MANGOLDAdvisorregistration: previous registration
Jan 21, 2022 to May 26, 2026factForm ADV
← SCOTT RICHARD BISHOPAdvisorregistration: previous registration
Feb 17, 2017 to May 26, 2026factForm ADV
← Russell Anderson HarrisAdvisorregistration: previous registration
Mar 2, 2021 to May 26, 2026factForm ADV
← Ian PayneAdvisorregistration: previous registration
Aug 24, 2023 to Sep 6, 2024factForm ADV
← Arish Samir NuraniAdvisorregistration: previous registration
Mar 16, 2021 to Sep 19, 2022factForm ADV
← DAVID STEPHEN BROWNAdvisorregistration: previous registration
May 23, 2017 to Aug 10, 2020factForm ADV

Moved with (2)

→ ONEDIGITALRegistered adviser4 advisors, firm absorbed, same day
May 26, 2026 to Oct 27, 2025factForm ADV
← RAYMOND JAMES & ASSOCIATES, INC.Registered adviser2 advisors, team lift out, same day
Apr 3, 2017 to Feb 27, 2017factForm ADV

Controls (3)

← BISHOP, SCOTT, RichardOwnerMANAGING MEMBER, MANAGING PARTNER, ownership code C, individual
Feb 3, 2017 to Apr 18, 2024factForm ADV
← SIMS, JAMES, ORRENOwnerMANAGING MEMBER, MANAGING PARTNER, ownership code C, individual
Feb 3, 2017 to Apr 18, 2024factForm ADV
← WALKER, BRIAN, EDWARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 25, 2018 to Apr 18, 2024factForm ADV

Owns (1)

← MANGOLD, CURT, RICHARDOwnerPARTNER, ownership code B, individual
Mar 4, 2022 to Apr 18, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 26, 2026
Firm absorbed
Swmg Holdings, LLC's advisors moved to Onedigital (Atlanta, GA): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
May 26, 2026
Advisor changed firm
Russell Anderson Harris left Swmg Holdings, Llc for Onedigital (registered 2025-10-17)
Form ADVobserved 6 days ago
Occurred
May 26, 2026
Advisor changed firm
Curt Richard Mangold left Swmg Holdings, Llc for Onedigital (registered 2025-10-14)
Form ADVobserved 6 days ago
Occurred
May 26, 2026
Advisor changed firm
Scott Richard Bishop left Swmg Holdings, Llc for Onedigital (registered 2025-10-27)
Form ADVobserved 6 days ago
Occurred
May 26, 2026
Advisor changed firm
James Orren Sims left Swmg Holdings, Llc for Onedigital (registered 2025-10-16)
Form ADVobserved 6 days ago
Occurred
Sep 6, 2024
Advisor changed firm
Ian Payne left Swmg Holdings, Llc for Cannon Financial Strategists, Inc. (registered 2024-10-01)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2022
Advisor changed firm
Arish Samir Nurani left Swmg Holdings, Llc for Benedetti, Gucer & Associates (registered 2022-10-24)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2017
First Form ADV filing
Signature Wealth Management Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jun 1, 2026
Swmg Holdings, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $428.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:581f51b9-5c4c-3cac-b9ae-b5064dfb3aa0
First observed: Feb 3, 2017
Last observed: Apr 6, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWMG HOLDINGS, LLC

CRD 285713

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:581f51b9-5c4c-3cac-b9ae-b5064dfb3aa0

Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BISHOP, SCOTT, Richard

MANAGING MEMBER, MANAGING PARTNER

yes

02/2017

Feb 3, 2017

Apr 18, 2024

SIMS, JAMES, ORREN

MANAGING MEMBER, MANAGING PARTNER

yes

02/2017

Feb 3, 2017

Apr 18, 2024

WALKER, BRIAN, EDWARD

CHIEF COMPLIANCE OFFICER

yes

07/2018

Jul 25, 2018

Apr 18, 2024

MANGOLD, CURT, RICHARD

Partner

01/2022

Mar 4, 2022

Apr 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 6, 2026

$428M

n/a

2024

Mar 13, 2025

$402M

n/a

2023

Feb 28, 2024

$354M

n/a

2022

Mar 3, 2023

$326M

n/a

2021

Mar 4, 2022

$338M

n/a

2020

Mar 11, 2021

$263M

$233M

n/a

2019

Mar 19, 2020

$264M

$262M

n/a

2018

Mar 28, 2019

$222M

n/a

2017

Mar 23, 2018

$230M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$428M

$402M

6.7%

$326M

9.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Onedigital

May 26, 2026

Oct 27, 2025

ATLANTA, GA

Firm absorbed

Other

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES & ASSOCIATES, INC.

Apr 3, 2017

Feb 27, 2017

ATLANTA, GA

Team lift out

Ibd to new firm

0.1%