DFX Intelligence
Reading the graph
Reading the graph
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Advisor at D••• B•••• W••••• A•••••••• L••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• B•••• W••••• A•••••••• L•• | State registered | Feb 10, 2020 | n/a | yes | ATLANTA, GA | Current employment |
| S••• H•••••••• L•• | Former SEC adviser | May 23, 2017 | Aug 10, 2020 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••• H•••••••• L•• | D••• B•••• W••••• A•••••••• L•• | Aug 10, 2020 | Feb 10, 2020 | -182 | Firm change after gap | RIA to state RIA |
| T••••• A••••••• S•••••••• I••• | S••• H•••••••• L•• | May 18, 2017 | May 23, 2017 |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 20, 2016 | May 18, 2017 | no | ATLANTA, GA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Aug 13, 2008 | Dec 31, 2016 | no | ATLANTA, GA|NORCROSS, GA|ATLANTA, GA|ATLANTA, GA|LENOIR CITY, TN|KNOXVILLE, TN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 25, 2007 | May 21, 2008 | no | ATLANTA, GA | Previous registration |
| 5 |
| Firm change |
| Other |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 20, 2016 | -102 | Bulk transfer | Other |
| A••••••••• F•••••••• S•••••••• L•• | S••••••• I••••••••• S•••••••• I••• | May 21, 2008 | Aug 13, 2008 | 84 | Firm change | Other |