DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Swmg Holdings, LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 285713SEC 801-109974website IAPD

Latest filing Apr 6, 2026

First filing on the tape Feb 3, 2017 · 27 filings

SEC status approved since Feb 16, 2017

RAUM

$428M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$428M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$428M as of Apr 6, 2026

Mar 23, 2018$230M then

HNW client RAUM$229M as of Apr 6, 2026

Mar 23, 2018$33.9M then

State-registered IARs (5.B.3)4 as of Apr 6, 2026

Mar 23, 20183 then

Employees (5.A)8 as of Apr 6, 2026

Mar 23, 20187 then

Private funds: no history

RAUM +6.7% over the last fiscal year+9.5% a year over threeIARs 4 to 4

Practice profile

derived from the filing of Apr 6, 2026; every figure names its basis

RAUM per advisor: $107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 116derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $326,837derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +6.7%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.2%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody: $10.7M, 31 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$229M53%
Individuals$199M47%

Individual clients: 359reported
HNW clients: 105reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1,311reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $10.7M for 31 clientsreported
Compensation: % of AUM, fixedreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

4 left, 0 joined in 12 months

net -4 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months

Left, latest

Curt Richard Mangold to Onedigital
May 26, 2026 · Other
Russell Anderson Harris to Onedigital
May 26, 2026 · Other
James Orren Sims to Onedigital
May 26, 2026 · Other
Scott Richard Bishop to Onedigital
May 26, 2026 · Other
Ian Payne to Cannon Financial Strategists, Inc.
Sep 6, 2024 · RIA to RIA
Arish Samir Nurani to Benedetti, Gucer & Associates
Sep 19, 2022 · RIA to RIA
David Stephen Brown to D.S. Brown Wealth Advisors, LLC
Aug 10, 2020 · RIA to a state-registered adviser

Joined, latest

Curt Richard Mangold from Cantella & Co., Inc.
Jan 21, 2022 · Affiliated broker-dealer or bank to independent RIA
David Stephen Brown from Truist Advisory Services, Inc.
May 23, 2017 · Other
James Orren Sims from Raymond James & Associates, Inc.
Feb 27, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
Scott Richard Bishop from Raymond James & Associates, Inc.
Feb 17, 2017 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 left for Onedigital
May 26, 2026 · Atlanta, Ga · Firm absorbed

2 joined from Raymond James & Associates, Inc.
Apr 3, 2017 · Atlanta, Ga

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Richard Scott Bishop · Managing Member, Managing Partnercontrol
since 02/2017 · owns 25% to 50%
Orren James Sims · Managing Member, Managing Partnercontrol
since 02/2017 · owns 25% to 50%
Edward Brian Walker · Chief Compliance Officercontrol
since 07/2018 · owns less than 5%
Richard Curt Mangold · Partner
since 01/2022 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Atlanta, Ga · principal	0	0	3
Cumming, Ga	0	0	1

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 1,299 to 1,311
Dec 5, 2025 to Mar 6, 2026
BD registered reps · 2 to 0
Dec 5, 2025 to Mar 6, 2026
Individual clients · 358 to 359
Dec 5, 2025 to Mar 6, 2026
Assets in custody · $11.1M to $10.7M
Dec 5, 2025 to Mar 6, 2026
Employees · 11 to 8
Dec 5, 2025 to Mar 6, 2026
Insurance-licensed employees · 0 to 4
Dec 5, 2025 to Mar 6, 2026
HQ city · to ATLANTA
Dec 5, 2025 to Mar 6, 2026
HQ state · to GA
Dec 5, 2025 to Mar 6, 2026
Discretionary RAUM · $402M to $428M
Dec 5, 2025 to Mar 6, 2026
HNW RAUM · $218M to $229M
Dec 5, 2025 to Mar 6, 2026
Individual RAUM · $183M to $199M
Dec 5, 2025 to Mar 6, 2026
RAUM · $402M to $428M
Dec 5, 2025 to Mar 6, 2026
Business name · SIGNATURE WEALTH MANAGEMENT GROUP LLC to SWMG HOLDINGS, LLC
Mar 13, 2025 to Dec 5, 2025
HQ city · ATLANTA to
Mar 13, 2025 to Dec 5, 2025
HQ state · GA to
Mar 13, 2025 to Dec 5, 2025
Legal name · SIGNATURE WEALTH MANAGEMENT GROUP LLC to SWMG HOLDINGS, LLC
Mar 13, 2025 to Dec 5, 2025
Accounts · 1,258 to 1,299
Apr 18, 2024 to Mar 13, 2025
Advisory employees · 5 to 4
Apr 18, 2024 to Mar 13, 2025
HNW clients · 102 to 105
Apr 18, 2024 to Mar 13, 2025
Individual clients · 334 to 358
Apr 18, 2024 to Mar 13, 2025
Assets in custody · $5.6M to $11.1M
Apr 18, 2024 to Mar 13, 2025
Employees · 10 to 11
Apr 18, 2024 to Mar 13, 2025
Financial planning clients · 251-500 to 251-500
Apr 18, 2024 to Mar 13, 2025
State-registered IARs · 5 to 4
Apr 18, 2024 to Mar 13, 2025
Discretionary RAUM · $354M to $402M
Apr 18, 2024 to Mar 13, 2025
HNW RAUM · $196M to $218M
Apr 18, 2024 to Mar 13, 2025
Individual RAUM · $158M to $183M
Apr 18, 2024 to Mar 13, 2025
RAUM · $354M to $402M
Apr 18, 2024 to Mar 13, 2025
Accounts · 1,243 to 1,258
Sep 5, 2023 to Feb 28, 2024
HNW clients · 101 to 102
Sep 5, 2023 to Feb 28, 2024
Individual clients · 320 to 334
Sep 5, 2023 to Feb 28, 2024
Assets in custody · $5.0M to $5.6M
Sep 5, 2023 to Feb 28, 2024
State-registered IARs · 4 to 5
Sep 5, 2023 to Feb 28, 2024
Discretionary RAUM · $326M to $354M
Sep 5, 2023 to Feb 28, 2024
HNW RAUM · $185M to $196M
Sep 5, 2023 to Feb 28, 2024
Individual RAUM · $141M to $158M
Sep 5, 2023 to Feb 28, 2024
RAUM · $326M to $354M
Sep 5, 2023 to Feb 28, 2024
Accounts · 1,201 to 1,243
Mar 4, 2022 to Mar 3, 2023
HNW clients · 99 to 101
Mar 4, 2022 to Mar 3, 2023
Individual clients · 316 to 320
Mar 4, 2022 to Mar 3, 2023

Signals

9 dated events

Swmg Holdings, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $428.5M)
Jun 1, 2026 · Left the SEC roster · derived
Russell Anderson Harris left Swmg Holdings, Llc for Onedigital (registered 2025-10-17)
May 26, 2026 · Advisor changed firm · fact
James Orren Sims left Swmg Holdings, Llc for Onedigital (registered 2025-10-16)
May 26, 2026 · Advisor changed firm · fact
Curt Richard Mangold left Swmg Holdings, Llc for Onedigital (registered 2025-10-14)
May 26, 2026 · Advisor changed firm · fact
Scott Richard Bishop left Swmg Holdings, Llc for Onedigital (registered 2025-10-27)
May 26, 2026 · Advisor changed firm · fact
Swmg Holdings, LLC's advisors moved to Onedigital (Atlanta, GA): 4 of 4 registered, on the same day
May 26, 2026 · Firm absorbed (people side) · derived
Ian Payne left Swmg Holdings, Llc for Cannon Financial Strategists, Inc. (registered 2024-10-01)
Sep 6, 2024 · Advisor changed firm · fact
Arish Samir Nurani left Swmg Holdings, Llc for Benedetti, Gucer & Associates (registered 2022-10-24)
Sep 19, 2022 · Advisor changed firm · fact
Signature Wealth Management Group Llc filed its initial SEC registration (Form ADV)
Feb 3, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026