DFX Intelligence

M••••••• E•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

M••••••• E•••• B••••

Advisor at V••••••• A•••••••• I•••

CHARLOTTE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Nov 29, 2018	n/a	yes	CHARLOTTE, NC	Current employment
U••• I••••••••• S••••••• C••••••	No RAUM reported	Jan 8, 2018	Oct 12, 2018	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• I••••••••• S••••••• C••••••	V••••••• A•••••••• I•••	Oct 12, 2018	Nov 29, 2018	48	Firm change	Ibd to ibd
U••• F•••••••• P••••••• S•••••••	U••• I••••••••• S••••••• C••••••	Jan 8, 2018	Jan 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
5475:106715:TX:2018-10-05	Oct 12, 2018	Nov 29, 2018	SAN ANTONIO, TX	Firm change
7691:106352:AZ:2015-02-24	Feb 27, 2015	Apr 24, 2015	CHANDLER, AZ	Firm change

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 29, 2018 to presentfactForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Oct 12, 2018factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 24, 2015 to Jan 8, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.