DFX Intelligence

K•••• R•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

K•••• R•• H•••••

Advisor at R••••••••• C•••••• M•••••••••

Dallas, TX | THE WOODLANDS, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Nov 4, 2022	n/a	yes	THE WOODLANDS, TX\|Dallas, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 20, 2020	Nov 8, 2022	no	THE WOODLANDS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R••••••••• C•••••• M•••••••••	Nov 8, 2022	Nov 4, 2022	-4	Firm change	Wirehouse to ibd
B•••• T•••• W••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 20, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:291361:TX:2022-11-08	Nov 8, 2022	Nov 4, 2022	THE WOODLANDS, TX	Firm change
282754:134600:TX:2018-12-31	Dec 31, 2018	Aug 31, 2018	HOUSTON, TX	Firm change after gap

Relationships

Registered with (7)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Nov 4, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 20, 2020 to Nov 8, 2022factForm ADV
→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 21, 2019 to Mar 20, 2020factForm ADV
→ U••••• C•••••• F•••••••• A•••••••

Dated events

Order

Occurred
8 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 6, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.