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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CHRISTOPHER JAMES SHOEMAKER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Cape May Court House, NJ

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Search this name across graphsid dfx:ria:5872df4c-aa10-8487-271e-abfa5ace9c1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 27, 2003
First registration: Feb 25, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4476366

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 23, 2018	n/a	yes	Cape May Court House, NJ	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Apr 18, 2018	no	CAPE MAY COURT HOUSE, NJ\|CAPE MAY COURT HOUSE, NJ	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 5, 2008	Jan 21, 2014	no	CAPE MAY COURT HOUSE, NJ\|CAPE MAY COURT HOUSE, NJ\|CAPE MAY COURT HOUSE, NJ	Previous registration
MORGAN STANLEY INVESTMENT ADVISORS INC.	n/a	Nov 17, 2005	Oct 24, 2008	no	NEW YORK, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 25, 2003	Jan 6, 2005	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 18, 2018	Apr 23, 2018	5	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
MORGAN STANLEY INVESTMENT ADVISORS INC.	CETERA INVESTMENT SERVICES LLC	Oct 24, 2008	Nov 5, 2008	12	Firm change	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY INVESTMENT ADVISORS INC.	Jan 6, 2005	Nov 17, 2005	315	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:149018:NJ:2018-04-18	Apr 18, 2018	Apr 23, 2018	CAPE MAY COURT HOUSE, NJ	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 23, 2018 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Apr 18, 2018factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 5, 2008 to Jan 21, 2014factForm ADV
→ MORGAN STANLEY INVESTMENT ADVISORS INC.Registered adviserregistration: previous registration
Nov 17, 2005 to Oct 24, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 25, 2003 to Jan 6, 2005factForm ADV

Dated events

No dated event names this entity yet.