DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••••••••• J•••• S••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCape May Court House, Njdual registrantIAPD 4476366
Feed of 09/14/2026
At current firm
8 y
since Apr 23, 2018
In the industry
23 y
since Feb 25, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 23, 2018 · Cape May Court House, Nj
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Apr 18, 2018 · Cape May Court House, Nj
- C••••• I••••••••• S••••••• L•• formerNov 5, 2008 to Jan 21, 2014 · Cape May Court House, Nj
- M••••• S•••••• I••••••••• A••••••• I••• unclassifiedNov 17, 2005 to Oct 24, 2008 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseFeb 25, 2003 to Jan 6, 2005 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 18, 2018, registered Apr 23, 2018 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- M••••• S•••••• I••••••••• A••••••• I••• to C••••• I••••••••• S••••••• L••left Oct 24, 2008, registered Nov 5, 2008 (12 days) · Other
- U•• F•••••••• S••••••• I••• to M••••• S•••••• I••••••••• A••••••• I•••left Jan 6, 2005, registered Nov 17, 2005 (315 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address