DFX Intelligence

W•••••• W•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

W•••••• W•••• P••••••••

Advisor at S••• W••••• L••

Jacksonville, FL | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:58778dae-4837-37a7-fb53-f0150bec59e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• L••	Bd affiliated wealth	Apr 14, 2021	n/a	yes	Jacksonville, FL\|SAN FRANCISCO, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 23, 2020	Mar 30, 2021	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••• W••••• L••	Mar 30, 2021	Apr 14, 2021	15	Firm change	Wirehouse to RIA
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Aug 4, 2020	Mar 12, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:167958:FL:2021-03-30	Mar 30, 2021	Apr 14, 2021	JACKSONVILLE, FL	Firm change

Relationships

Registered with (5)

→ S••• W••••• L••Registered adviserregistration: current employment
Apr 14, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 23, 2020 to Mar 30, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2019 to Aug 4, 2020factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58778dae-4837-37a7-fb53-f0150bec59e6
First observed: May 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.