This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 3, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Apr 3, 2003

First registration

Aug 9, 2011

Dual registered

yes, broker-dealer

Other names

FARHANG AZIZI|FARHANG AZIZI|FARHANG AZIZI|FRANK AZIZI|Farhang (Frank) Azizi

IAPD individual key

4529821

• Occurred

  Oct 28, 2024
  Advisor changed firm

  Farhang Azizi left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2024-10-21)

  Form ADVobserved 5 days ago
• Occurred

  May 8, 2022
  Advisor changed firm

  Farhang Azizi left J.P. Morgan Securities Llc for Lpl Financial Llc (registered 2022-05-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5888b642-63c1-cc93-51ca-eabc73a0b32d

First observed

Aug 9, 2011

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.