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G••••••••• W••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

G••••••••• W••••• S••••••••• L••

CRD 283238

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:588ff834-5732-88e4-0c0f-a1b606cfaa64

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 12
On other graphs: 0
Observed: Mar 21, 2016 to Mar 31, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.29 fund_share=0.0 institutional_share=0.26 related_bd=true related_bank=true bd_reps=4.0
Regulatory AUM: $371MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $371M
Private client RAUM: $109MderivedItem 5.D individuals plus high net worth individuals
Private client share: 29%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• H•••••••• B••••	Chartered Financial Analyst	SANTA MONICA, CA	1	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S•••••• H••••••••	CHIEF INVESTMENT OFFICER FOR FIXED INCOME, G••••••••• W••••• S••••••••• L••	Na	yes	08/2024	Aug 26, 2024	Oct 28, 2024
C••••••••• J•••••• M••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2024	Aug 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••••• P••••••• I••••••••• M••••••••• L••	n/a	Other adviser	$241B	N	yes	n/a
G••••••••• C•••••••• F••••••• L••	n/a	ASSET_M••••••	$11B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Stamford	Ct	United States	1	no
Clayton	Mo	United States	1	no
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$371M	$31.4M	1080.9%	n/a	n/a	10	9	3	3

Relationships

Affiliated with (16)

← G••••••••• C•••••••• F••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← G••••••••• P••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← G••••••••• PRIVATE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← G• G•••• A•••••••• L••Registered adviser

Dated events

Occurred
Aug 26, 2024
Control person joined
Marie Joanna Catalucci (Chief Compliance Officer) appeared on Schedule A of G••••••••• W••••• S••••••••• L••
Form ADVobserved 6 days ago
Occurred
Aug 26, 2024
Control person joined
Marie Dina Dilorenzo (Managing Partner, President) appeared on Schedule A of G••••••••• W••••• S••••••••• L••
Form ADVobserved 6 days ago
Occurred
Aug 26, 2024
Control person joined
H•••••••• S••••• B•••• (Chief Investment Officer For Fixed Income, G••••••••• W••••• S••••••••• L••) appeared on Schedule A of G••••••••• W••••• S••••••••• L••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:588ff834-5732-88e4-0c0f-a1b606cfaa64
First observed: Mar 21, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (18)

← D••••••••• D•••• M••••OwnerMANAGING PARTNER, PRESIDENT, ownership code NA, individual
Aug 26, 2024 to Oct 28, 2024factForm ADV
← W••••• A•••• B•••••••••OwnerMANAGING PARTNER, CHIEF INVESTMENT OFFICER, G••••••••• W••••• S••••••••• L••, ownership code NA, individual
Aug 26, 2024 to Oct 28, 2024factForm ADV
← C••••••••• J•••••• M••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 26, 2024 to Oct 28, 2024factForm ADV
← S••••• S••••••OwnerHEAD OF CLIENT SERVICE, G••••••••• W••••• S••••••••• L••, ownership code NA, individual
Aug 26, 2024 to Oct 28, 2024factForm ADV
← B••••• S•••••• H••••••••OwnerCHIEF INVESTMENT OFFICER FOR FIXED INCOME, G••••••••• W••••• S••••••••• L••, ownership code NA, individual
Aug 26, 2024 to Oct 28, 2024factForm ADV
← C••••••••• I••••••••• S•••••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G• H••••• I• L••OwnerMEMBER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G• H••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G•• G••••• L••OwnerMANAGING MEMBER, ownership code F, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G•••••••• T•••• C••••••• T••••••OwnerT••••••, ownership code F, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G••••••••• C••••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G••••••••• M••••••• I•••OwnerMEMBER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G••••••••• P••••••• I••••••••• M••••••••• H•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← G••••••••• P•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← S••• A•••••• I•••OwnerMEMBER, ownership code C, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← S•••••• C•••••••••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 28, 2024 to Oct 28, 2024factForm ADV
← S•••••• E••••••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV
← S•••••• E••••••••• I••• E•••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 21, 2016 to Oct 28, 2024factForm ADV