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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

GS GAMMA ADVISORS, LLC

CRD 135424

NEW YORK, NY

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Search this name across graphsid dfx:ria:b499e6ee-a942-d8a3-0455-b42f8a8e7f9b

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 6
On other graphs: 0
Observed: Nov 22, 2011 to Apr 28, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $299MItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $299M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $299M
SEC number: 801-66026
CRD: 135424
Filings on the tape: 28
First filed: Nov 22, 2011
Latest filed: Apr 28, 2026
Organised: Limited Liability Company, DE
Website: gsgamma.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GS GAMMA MASTER FUND, LTD.	Hedge Fund	$198M	Mar 25, 2024	11	Mar 30, 2012	reported	021-82946

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONSOLIDATED INVESTMENT SERVICES, INC.	Shareholder	E	yes	01/2023	Nov 22, 2011	Mar 25, 2024
GI HOLDCO II LLC	Member	E	yes	07/2013	Jul 24, 2013	Mar 25, 2024
GI HOLDCO LLC	Member	E	yes	07/2013	Jul 24, 2013	Mar 25, 2024
GMI GPIMH, LLC	MANAGING MEMBER	F	yes	07/2013	Aug 16, 2013	Mar 25, 2024
GREATBANC TRUST COMPANY, TRUSTEE	Trustee	F	yes	12/2004	Apr 1, 2013	Mar 25, 2024
GUGGENHEIM CAPITAL, LLC	Shareholder	E	yes	11/2000	Nov 22, 2011	Mar 25, 2024
GUGGENHEIM CAPITAL, LLC	Member	E	yes	10/2005	Nov 22, 2011	Mar 25, 2024
GUGGENHEIM MANAGER, INC.	Member	E	yes	07/2013	Aug 16, 2013	Mar 25, 2024
GUGGENHEIM PARTNERS, LLC	Member	E	yes	07/2013	Nov 22, 2011	Mar 25, 2024
SAGE ASSETS, INC.	Member	C	yes	12/2008	Jan 19, 2024	Mar 25, 2024
SAMMONS CORPORATION	Shareholder	E	yes	12/2023	Jan 19, 2024	Mar 25, 2024
SAMMONS ENTERPRISES, INC.	Shareholder	E	yes	12/2023	Nov 22, 2011	Mar 25, 2024
SAMMONS ENTERPRISES, INC. ESOT	Shareholder	E	yes	01/2010	Nov 22, 2011	Mar 25, 2024
SELLIERS, JENNIFER, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 30, 2023	Mar 25, 2024
SYKES, GEORGE	Member	D	yes	06/2010	Nov 22, 2011	Mar 25, 2024
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	Member	D	no	07/2013	Jul 24, 2013	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	n/a	Other adviser	$241B	N	yes	n/a
GUGGENHEIM CORPORATE FUNDING, LLC	n/a	Asset manager	$11B	N	yes	n/a
SECURITY INVESTORS, LLC	n/a	Asset manager	$8.0B	N	yes	n/a
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	n/a	Asset manager	$7.8B	N	yes	n/a
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC	n/a	Asset manager	$4.1B	N	yes	n/a
GUGGENHEIM INVESTMENT ADVISORS, LLC	n/a	Other adviser	$841M	N	yes	n/a
GUGGENHEIM PARTNERS ADVISORS, LLC	n/a	Mixed wealth	$371M	N	yes	n/a
GIM GP, LTD.	n/a	n/a	n/a	N	yes	n/a
GS GAMMA MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM ENERGY, LLC	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM INVESTMENT ADVISORS (EUROPE), LTD.	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM INVESTOR SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM PARTNERS MIDDLE EAST LIMITED	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM REAL ESTATE (CA), INC.	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM SECURITIES EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM SECURITIES INTERNATIONAL, LTD.	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM SECURITIES RESEARCH SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
GUGGENHEIM SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$299M	$299M	4	4	0	1	n/a
2024	Mar 28, 2025	$210M	$210M	4	4	0	1	n/a
2023	Mar 25, 2024	$198M	$198M	4	4	0	1	$198M
2022	Mar 30, 2023	$309M	$309M	4	4	0	1	$309M
2021	Mar 30, 2022	$220M	$220M	4	4	0	1	$220M
2020	Mar 31, 2021	$145M	$145M	5	5	0	1	$145M
2019	Mar 30, 2020	$168M	$168M	7	6	0	1	$168M
2018	Mar 29, 2019	$443M	$443M	7	6	0	1	$443M
2017	Mar 30, 2018	$352M	$352M	7	6	0	1	$352M
2016	Mar 31, 2017	$356M	$356M	6	6	n/a	1	$356M
2015	Mar 30, 2016	$783M	$783M	6	6	n/a	1	$783M
2014	Mar 31, 2015	$1.0B	$1.0B	6	6	n/a	1	$1.0B
2013	Mar 6, 2014	$1.1B	$1.1B	6	6	n/a	1	$1.1B
2012	Apr 1, 2013	$856M	$856M	5	5	n/a	1	$856M
2011	Mar 30, 2012	$870M	$870M	n/a	n/a	n/a	1	$870M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$299M	$210M	42.4%	$309M	-1.2%	4	4	0	0

Relationships

Affiliated with (18)

← GUGGENHEIM CORPORATE FUNDING, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← GUGGENHEIM PRIVATE INVESTMENTS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GUGGENHEIM INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ GUGGENHEIM WEALTH SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GUGGENHEIM CORPORATE FUNDING, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GUGGENHEIM FUNDS DISTRIBUTORS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← GUGGENHEIM INVESTMENTSRegistered adviserother investment adviser, bank, common control
factForm ADV
← GUGGENHEIM INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← GUGGENHEIM INVESTMENTSRegistered adviserother investment adviser, bank, common control
factForm ADV
← GUGGENHEIM WEALTH SOLUTIONS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← GUGGENHEIM FUNDS DISTRIBUTORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← GSA, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← TRANSPARENT VALUE ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← GUGGENHEIM INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ GS GAMMA MASTER FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (14)

← SYKES, GEORGEOwnerMEMBER, ownership code D, individual
Nov 22, 2011 to Mar 25, 2024factForm ADV
← SELLIERS, JENNIFER, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Mar 25, 2024factForm ADV
← CONSOLIDATED INVESTMENT SERVICES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2011 to Mar 25, 2024factForm ADV
← GI HOLDCO II LLCOwnerMEMBER, ownership code E, domestic entity
Jul 24, 2013 to Mar 25, 2024factForm ADV
← GI HOLDCO LLCOwnerMEMBER, ownership code E, domestic entity
Jul 24, 2013 to Mar 25, 2024factForm ADV
← GMI GPIMH, LLCOwnerMANAGING MEMBER, ownership code F, domestic entity
Aug 16, 2013 to Mar 25, 2024factForm ADV
← GREATBANC TRUST COMPANY, TRUSTEEOwnerTRUSTEE, ownership code F, domestic entity
Apr 1, 2013 to Mar 25, 2024factForm ADV
← GUGGENHEIM CAPITAL, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2011 to Mar 25, 2024factForm ADV
← GUGGENHEIM MANAGER, INC.OwnerMEMBER, ownership code E, domestic entity
Aug 16, 2013 to Mar 25, 2024factForm ADV
← GUGGENHEIM PARTNERS, LLCOwnerMEMBER, ownership code E, domestic entity
Nov 22, 2011 to Mar 25, 2024factForm ADV
← SAGE ASSETS, INC.OwnerMEMBER, ownership code C, domestic entity
Jan 19, 2024 to Mar 25, 2024factForm ADV
← SAMMONS CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Jan 19, 2024 to Mar 25, 2024factForm ADV
← SAMMONS ENTERPRISES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2011 to Mar 25, 2024factForm ADV
← SAMMONS ENTERPRISES, INC. ESOTOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2011 to Mar 25, 2024factForm ADV

Owns (1)

← GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLCOwnerMEMBER, ownership code D, domestic entity
Jul 24, 2013 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 25, 2024
Regulatory AUM changed
Gs Gamma Advisors, Llc reported RAUM $198.0M, down 36% from $309.2M (2024-01-19 to 2024-03-25)
Form ADVobserved 5 days ago
$-111M
Occurred
Mar 30, 2023
Control person joined
Marie Jennifer Selliers (Chief Compliance Officer) appeared on Schedule A of Gs Gamma Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Odessky Maria Rosen (Chief Compliance Officer) no longer on Schedule A of Gs Gamma Advisors, Llc (listed 2022-11-03, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Aug 18, 2021
Control person joined
Odessky Maria Rosen (Chief Compliance Officer) appeared on Schedule A of Gs Gamma Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Aug 18, 2021
Control person left
Arik Hirschfeld (Chief Compliance Officer) no longer on Schedule A of Gs Gamma Advisors, Llc (listed 2021-03-31, absent 2021-08-18)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Gs Gamma Advisors, Llc reported RAUM $167.8M, down 62% from $442.8M (2019-03-29 to 2020-03-30)
Form ADVobserved 5 days ago
$-275M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b499e6ee-a942-d8a3-0455-b42f8a8e7f9b
First observed: Nov 22, 2011
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GS GAMMA ADVISORS, LLC

CRD 135424

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b499e6ee-a942-d8a3-0455-b42f8a8e7f9b

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GS GAMMA MASTER FUND, LTD.

Hedge Fund

$198M

Mar 25, 2024

Mar 30, 2012

reported

021-82946

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONSOLIDATED INVESTMENT SERVICES, INC.

Shareholder

yes

01/2023

Nov 22, 2011

Mar 25, 2024

GI HOLDCO II LLC

Member

yes

07/2013

Jul 24, 2013

Mar 25, 2024

GI HOLDCO LLC

Member

yes

07/2013

Jul 24, 2013

Mar 25, 2024

GMI GPIMH, LLC

MANAGING MEMBER

yes

07/2013

Aug 16, 2013

Mar 25, 2024

GREATBANC TRUST COMPANY, TRUSTEE

Trustee

yes

12/2004

Apr 1, 2013

Mar 25, 2024

GUGGENHEIM CAPITAL, LLC

Shareholder

yes

11/2000

Nov 22, 2011

Mar 25, 2024

GUGGENHEIM CAPITAL, LLC

Member

yes

10/2005

Nov 22, 2011

Mar 25, 2024

GUGGENHEIM MANAGER, INC.

Member

yes

07/2013

Aug 16, 2013

Mar 25, 2024

GUGGENHEIM PARTNERS, LLC

Member

yes

07/2013

Nov 22, 2011

Mar 25, 2024

SAGE ASSETS, INC.

Member

yes

12/2008

Jan 19, 2024

Mar 25, 2024

SAMMONS CORPORATION

Shareholder

yes

12/2023

Jan 19, 2024

Mar 25, 2024

SAMMONS ENTERPRISES, INC.

Shareholder

yes

12/2023

Nov 22, 2011

Mar 25, 2024

SAMMONS ENTERPRISES, INC. ESOT

Shareholder

yes

01/2010

Nov 22, 2011

Mar 25, 2024

SELLIERS, JENNIFER, MARIE

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 30, 2023

Mar 25, 2024

SYKES, GEORGE

Member

yes

06/2010

Nov 22, 2011

Mar 25, 2024

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC

Member

07/2013

Jul 24, 2013

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

n/a

Other adviser

$241B

yes

n/a

GUGGENHEIM CORPORATE FUNDING, LLC

n/a

Asset manager

$11B

yes

n/a

SECURITY INVESTORS, LLC

n/a

Asset manager

$8.0B

yes

n/a

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

n/a

Asset manager

$7.8B

yes

n/a

GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

n/a

Asset manager

$4.1B

yes

n/a

GUGGENHEIM INVESTMENT ADVISORS, LLC

n/a

Other adviser

$841M

yes

n/a

GUGGENHEIM PARTNERS ADVISORS, LLC

n/a

Mixed wealth

$371M

yes

n/a

GIM GP, LTD.

n/a

yes

n/a

GS GAMMA MANAGEMENT, LLC

n/a

yes

n/a

GUGGENHEIM ENERGY, LLC

n/a

yes

n/a

GUGGENHEIM INVESTMENT ADVISORS (EUROPE), LTD.

n/a

yes

n/a

GUGGENHEIM INVESTOR SERVICES, LLC

n/a

yes

n/a

GUGGENHEIM PARTNERS MIDDLE EAST LIMITED

n/a

yes

n/a

GUGGENHEIM REAL ESTATE (CA), INC.

n/a

yes

n/a

GUGGENHEIM SECURITIES EUROPE LIMITED

n/a

yes

n/a

GUGGENHEIM SECURITIES INTERNATIONAL, LTD.

n/a

yes

n/a

GUGGENHEIM SECURITIES RESEARCH SERVICES, LLC

n/a

yes

n/a

GUGGENHEIM SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$299M

n/a

2024

Mar 28, 2025

$210M

n/a

2023

Mar 25, 2024

$198M

2022

Mar 30, 2023

$309M

2021

Mar 30, 2022

$220M

2020

Mar 31, 2021

$145M

2019

Mar 30, 2020

$168M

2018

Mar 29, 2019

$443M

2017

Mar 30, 2018

$352M

2016

Mar 31, 2017

$356M

n/a

$356M

2015

Mar 30, 2016

$783M

n/a

$783M

2014

Mar 31, 2015

$1.0B

n/a

$1.0B

2013

Mar 6, 2014

$1.1B

n/a

$1.1B

2012

Apr 1, 2013

$856M

n/a

$856M

2011

Mar 30, 2012

$870M

n/a

$870M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$299M

$210M

42.4%

$309M

-1.2%