DFX Intelligence

V•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

V•••••• D•••••••••

Advisor at W•••• F•••• A•••••••

NEW CITY, NY

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Search this name across graphsid dfx:ria:58958bae-642c-0ac4-d564-38b6361c4c6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 22, 2025	n/a	yes	NEW CITY, NY	Current employment
A••••••• W••••• M••••••••• L••	Independent wealth	Nov 28, 2023	Jun 16, 2025	no	Wesley Chapel, FL\|WESLEY CHAPEL, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• M••••••••• L••	W•••• F•••• A•••••••	Jun 16, 2025	Jul 22, 2025	36	Firm change	RIA to wirehouse
S••••••• A•••• M••••••••• L••	A••••••• W••••• M••••••••• L••	Nov 3, 2023	Nov 28, 2023

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ A••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 28, 2023 to Jun 16, 2025factForm ADV
→ S••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 12, 2023 to Nov 3, 2023factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58958bae-642c-0ac4-d564-38b6361c4c6c
First observed: Apr 12, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.